Compliance - General Pre AE

KEY ACCOUNTABILITIES 主要职责

1.Establish or refine the Compliance Framework of CRC based on the Club’s framework.

在香港马会的框架基础上，建立或改良CRC合规框架

2.Maintain the license master list of licenses that are required to obtain/renew during BAU operation;

维护BAU运营期间需要获得/更新的证照清单

3.Manage and ensure safety of the license kept by CRC Compliance.

管理并确保CRC合规部保存的证照安全          

4.Manage the Daily and Biweekly Legal Updates and engage with all relevant stakeholders.

管理每日和每两周的法规更新，并与所有相关业务部门接洽

5.Ensure the legal updates are completed on time and ensure outstanding items are closed.

确保按时完成法规更新，并确保关闭未完成的项目   

6.Conduct quarterly inspection and join relevant inspection project of other compliance area owners.

开展季度检查并参与其他合规领域负责人的检查项目             

7.Manage the Archive Transferal project, Archive Room and the Archive Management System.

管理档案移交项目、档案室和档案管理系统  

8.Draft and regularly update self-own policies, especially related with legal update. Review relevant policies of other BUs to ensure compliance.

起草并定期更新自有的部门政策，与法规更新相关的更新尤甚。审阅其他相关部门政策以确保合规。         

9.Assist line manager on annual AEO audit and regular AEO re-certification project and prepare relevant documents.

支持直线经理完成年度AEO审核及定期的AEO复核项目，准备相关文件资料。

10.Assist line manager to prepare the CMC meeting material and other tasks assigned.

支持直线经理准备CMC会议材料和其他分配任务

QUALIFICATIONS /EXPERIENCE 任职资格 / 经验

• Bachelor or above, eight years relevant working experience. Legal related working experience is strongly preferred

          本科以上学历，八年相关工作经验。有法务相关工作经验者优先

• Familiar with license requirement on operation and Import/Export business is a plus.

         熟悉商业运作中对证照的要求和进出口业务者优先